A practice review of the Member’s firm identified various deficiencies. The Member did not cooperate with the practice review process, including:
- failing to provide documentation; and
- not responding to CPABC correspondence in a timely manner.
The Investigation Committee determined the Member contravened the following Rules of the CPABC Code of Professional Conduct:
104.1 & 104.2 - Requirement to co-operate
201.1 - Maintenance of the good reputation of the profession
The Investigation Committee recommended the Member:
- Accept a reprimand;
- Pay a fine of $1,685;
- Pay expenses of $1,685; and
- Promptly co-operate with the Practice Review process of CPABC.