A Member completed Notice to Reader financial statements for a client without a public practice license.

The Investigation Committee determined the Member contravened the CPABC Code of Professional Conduct as follows:

201.1 – Maintenance of the good reputation of the profession
202.1 – Integrity and due care

The Committee recommended the Member:

  1. Accept a reprimand;
  2. Pay expenses of $800; and
  3. Pay a fine of $500